Investment Management

Three Oaks Capital manages money based on an investment philosophy rooted in modern academic theory and institutional experience.  Our approach favors index investing, and employs active management in areas where the returns consistently justify the additional expense.  We strive to keep operating expenses and taxes to a minimum, and focus on long term and consistent strategies that will acheive our clients' unique objectives.

 


Custom Portfolio Management

We design custom portfolios for clients with more than $250,000 in investable assets.  This approach gives us the flexibility to tailor strategic asset allocations specifically for our clients' needs, and integrate their portfolios with their entire financial picture. 

 


Automated Portfolio Management

For clients with less than $250,000 in investable assets, we manage portfolios on an automated basis via Charles Schwab & Co., Inc.'s Institutional Intelligent Portfolios program.  This program allows us to build and maintain a series of diversified and low cost portfolios that are rebalanced automatically. 

 


 

How Much It Costs

Fees for investment management are on an annual tiered schedule, and invoiced quarterly in advance.  Financial planning clients are given a preferred rate discount:

Financial Planning Clients:

First $500,000:  0.75%

Next $500,000:  0.75%

Assets Over $1,000,000:  0.50%

Non-Financial Planning Clients:

First $500,000:  1.50%

Next $500,000:  1.25%

Assets Over $1,000,000:  1.00%

 

 

Minimum Asset Levels

There is a $5,000 minimum asset requirement for investment management services.

 

 

Next Steps

If you'd like to learn more about our investment management services, click the link below to book a free, no-obligation 20 minute chat.  This will allow us to answer all your questions and help determine whether our services are a good fit for your needs.