Investment Management

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Three Oaks Capital manages money based on an investment philosophy rooted in economic theory and based on empirical evidence.  Our process strives to maximize risk adjusted returns in order to provide our clients with the best possible investment outcomes.  

 

  Philosophy

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We believe that securities offering higher expected returns tend to share certain characteristics.  We tilt our clients' portfolios toward securities with these qualities, when the research confirms they're logical, persistent over time, pervasive across markets, and cost-effective to capture.  

Rather than trying to predict the future, we employ this philosophy consistently.  We don't believe we, nor anyone else, can predict which direction the market will go next.  This philosophy is supported by decades of research from leading financial minds and Nobel Prize winning economists. 

 


Custom Portfolio Management

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We design custom portfolios for clients with more than $250,000 in investable assets.  This approach gives us the flexibility to tailor strategic asset allocations specifically for our clients' needs, and integrate their portfolios with their entire financial picture. 

 


Automated Portfolio Management

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For clients with less than $250,000 in investable assets, we manage portfolios on an automated basis via Charles Schwab & Co., Inc.'s Institutional Intelligent Portfolios program.  This program allows us to build and maintain a series of diversified and low cost portfolios that are rebalanced automatically. 

 


 

How Much It Costs

Fees for investment management are on an annual tiered schedule, and invoiced quarterly in advance.  Financial planning clients are given a preferred rate discount:

First $500,000 ($0 - $500,000.99):  1.25%

Next $500,000 ($500,001 - $1,000,000.99):  1.125%

Next $1,000,000 ($1,000,001 - $2,000,000.99):  1.00%

Next $1,000,000 ($2,000,001 - $3,000,000.99):  0.875%

Next $1,000,000 ($3,000,001 - $4,000,000.99):  0.75%

Next $1,000,000 ($4,000,001 - $5,000,000.99):  0.625%

$5,000,001+: 0.5%

 

 

Minimum Asset Levels

There is a $5,000 minimum asset requirement for investment management services.

 

 

Next Steps

If you'd like to learn more about our investment management services, click the link below to book a 30- minute introductory chat.  This will allow us to answer all your questions and help you determine whether our services are a good fit for your needs.